By some estimates as much as two billion
metric tons of dust are lifted into the Earth's atmosphere every
year. Most of this dust is stirred up by storms, the more
dramatic of which are aptly named dust storms. But more than
mere dirt is carried aloft. Drifting with the suspended dust
particles are soil pollutants such as herbicides and pesticides
and a significant number of microorganisms—bacteria,
viruses and fungi. We can gain some appreciation of how much
microbial life is actually floating in our atmosphere by
performing a quick calculation. There are typically about one
million bacteria per gram of soil, but let's be conservative and
suppose there are only 10,000 bacteria per gram of airborne
sediment. Assuming a modest one billion metric tons of sediment
in the atmosphere, these numbers translate into a quintillion
(1018) sediment-borne bacteria moving around the
planet each year—enough to form a microbial bridge between
Earth and Jupiter.
A couple of years ago when we first
presented our research showing that living microbes were
transported across the Atlantic in clouds of African desert
dust, we were greeted with two responses. Some people thought
that it was impossible for bacteria, fungi and viruses to
survive a week-long trip in the atmosphere without succumbing to
ultraviolet radiation, a lack of nutrients and desiccation.
Others responded with the opposite view, remarking that it had
long been known that microbes were capable of surviving
long-distance transport. This second group is, in fact,
absolutely correct: Nineteenth-century scientists knew that
microbes could be carried long distances on the wind, but
somehow that knowledge was forgotten.
Today scientists
are just beginning to grasp the impact and full extent of
African dust fallout. It's been estimated that 13 million metric
tons of African sediment fall on the North Amazon Basin of South
America every year. A single, large dust storm may deliver more
than 200 metric tons. And the Americas are not the only dustbins
for African sediments. Dust storms originating in North Africa
routinely affect the air quality in Europe and the Middle East.
Reports of a fine red layer of African dust on automobiles and
snow are not uncommon in Western Europe.
Unfortunately,
the impact of the sediment can be measured in more than mere
tonnage. For the past few years we've been measuring and
identifying the microbes present in the Caribbean air during
African dust events. It turns out that about 25 percent are
species of bacteria or fungi that have been identified as plant
pathogens and about 10 percent are opportunistic human pathogens
(organisms that can infect people who have a lowered
resistance). There is now good evidence that the fallout has had
direct consequences on human health and the health of coral reef
communities in the Caribbean.
Here we consider what
we've learned about the airborne transport of sediment across
the globe, and review some of the remarkable studies in this
reemerging field that had it origins more than 100 years ago.
What's Old Is New Again
From the several recorded accounts it appears that the
quantity of dust which falls on vessels in the open Atlantic
is considerable and that the atmosphere is often rendered
quite hazy; but nearer to the African coast the quantity is
still more considerable. Vessels have several times run on
shore owing to the haziness of the air; and Harsburgh
recommends all vessels, for this reason to avoid the passage
between the Cape Verd Archipelago and the main-land.
—Charles Darwin, 1846
A survey of
the scientific literature in many fields will often reveal
cycles of study, with certain ideas coming into vogue, then
dropping out of common use, and then reemerging as if never
considered before. The study of air-borne microbes and
pollen—aerobiology, or more accurately
aeromicrobiology—is one of those fields.
The
study of microbes in the atmosphere can be traced back to the
early 19th century, when some early reports linked these tiny
organisms to airborne dust. The German biologist Christian
Ehrenberg described microscopic objects he found in atmospheric
dust, and later reported finding infusoria—a
historical term used to describe microorganisms, in the same
vein as animalcules—in a dust sample collected by Darwin
aboard the Beagle. The connection between microbes and dust may
have inspired the British botanist Miles Berkeley to conclude:
"The trade winds, for instance, carry spores of Fungi mixed
with their dust, which may have traveled thousands of miles
before they are deposited."
Louis Pasteur proved
that there were living bacteria and fungi in the air while
testing air samples in the mountains, and he noted that their
concentrations varied widely at different locations. Detailed
studies of such atmospheric variability were carried out by the
French scientist Pierre Miquel in late 19th-century Paris. He
took daily air samples in downtown Paris and in a park five
kilometers outside the city center. He found more bacteria and
fungi in the city than in the park, as well as seasonal
variations indicating that there were more microbes present at
both locations in the summer. He even divided the bacteria into
groups based on morphology: Micrococcus (little round
ones), Bacillus (rod-shaped) and Vibrio
(boomerang-shaped). These names are still in use today.
At about the same time, the German bacteriologist B.
Fischer was taking hundreds of air samples while on board a ship
cruising in the Atlantic Ocean, between the Cape Verde Islands,
the Azores, Barbados and Trinidad. Although his method of
analysis is not clear, he found the sea air to be largely
sterile, except very close to land. However, he noted that
bacteria might be conveyed far out to sea by terrigenous dust,
which was known to travel all over the world.
By the
turn of the century, scientists were trying to define the upper
limits of microbial life in the atmosphere by taking samples
from both tethered and free-floating balloons. One of these
scientists, the bacteriologist H. Cristiani, was so stunned to
find both bacteria and fungi in a balloon sample from 1,300
meters above Geneva that he attributed the microbes to
contamination from the balloon.
The following decade
saw several scientists in Germany experimenting at even greater
heights in the atmosphere. C. Harz used an aspiration pump to
inject air from heights of 1,500 to 2,300 meters through a
sterile filter into a nutrient gelatin. He noted that, just as
variability has been observed among microbes from different
geographic locations, so too did different layers in the
atmosphere have radically different concentrations of microbes.
Harz isolated both bacteria and fungi, but being a mycologist,
he concentrated on the fungi. He identified fungal
genera—Penicillium, Cladosporium and
Aspergillus—that are still known to be among the
most common airborne microorganisms.
In 1908 German
scientists found viable bacteria 4,000 meters over Berlin. All
the bacteria were of the spore-forming varieties, and most were
highly pigmented—two protective mechanisms that should
help the organisms survive in the atmosphere. The following year
M. Hahn reported that there seemed to be a correlation between
the amount of bacteria and the amount of dust found in samples
taken during balloon flights.
Capturing of atmospheric
samples from airplanes began in the 1920s, and it was heavily
used for several decades. The work was driven primarily by the
need to understand the long-range transport of economically
destructive plant pathogens, such as the fungal rusts. The focus
on fungi was due to the pervasiveness of the diseases caused by
the various rusts, but it was also believed that phytopathic
bacteria could only be carried very short distances by the wind.
A flurry of papers was published describing air samples taken by
airplane from all over the United States, Canada, England and
Russia. Most of these studies reported on samples collected at
altitudes between 500 and a little over 5,000 meters. But a
1930s flight into the stratosphere, sponsored by the National
Geographic Society, raised the upper limit for detecting viable
bacteria and fungi to over 21 kilometers above the Earth.
From our perspective, we were most curious about
studies involving flights over the Atlantic Ocean, far from the
influence of land but not necessarily far from dust. In the mid
1930s Fred C. Meier, a scientist with the U.S. Department of
Agriculture, recognized the need to trace the long-range
transport potential of organisms that could cause disease in
plants and animals. He felt that information about the
distribution of these pathogens in the atmosphere was critical
to a well-planned control program. Up to this time, airplane
samples had been taken only over land—there was no way to
be certain how far the fungal spores had traveled from their
original source. So Meier convinced Charles Lindbergh to take
samples during a flight from Maine to Denmark, over uninhabited
stretches of ice, water and mountains, which were unlikely to
have significant fungal populations. The samples, which were
taken by exposing sterile oil-coated microscope slides directly
to the air by way of a long metal arm extending from the plane,
contained some interesting catches. Meier identified a variety
of fungal spores, pollen, algae, diatoms and insect wings from
Lindbergh's samples taken over the North Atlantic. The results
convinced him that "the potentialities of world-wide
distribution of spores of fungi and other organisms caught up
and carried abroad by transcontinental winds may be of
tremendous consequence." Encouraged, Meier then enlisted
the cooperation of the Army, Navy, Coast Guard and commercial
airlines to sample air masses over the Caribbean Sea and Pacific
Ocean. This promising and ambitious program was dealt a serious
blow by Meier's untimely death in a 1938 plane crash during
fieldwork.
Up to this point, all the data collected by
airplane were qualitative—it was sufficient merely to find
and identify airborne microorganisms. It was now time to start
making actual counts, to attach some numbers to the variability.
The first quantitative high-altitude study over the Atlantic was
conducted by the Canadian scientists Stuart Pady and C. Kelly in
the 1950s. Their sampling flights crossed the North Atlantic,
from Montreal to London, during June and August of 1951. This
corresponds to the African dust season in the Caribbean and the
southeastern United States. They found that microbial
concentrations depended more on the origin of the air mass being
sampled—whether it was tropical or polar—than on the
geographic location where the sample was taken. Tropical air was
found to contain nearly 100 times more fungal spores than polar
air.
This is essentially where the field stayed for the
next 40 years. Most studies pertained to fungal spores and
ignored bacteria. This may seem odd, because the German
scientists Lange and Jochimsen discovered in the 1920s that
inestimably large numbers of bacteria are carried along with
dust into the atmosphere. And scientists in the 1930s and 1940s
recognized that some bacteria could survive light, a range of
temperatures and lack of moisture in the atmosphere. The
long-range transport of these bacteria was both theorized and
deduced from their presence in Antarctica. All of these findings
were essentially forgotten or ignored.
As others have
speculated, perhaps there was a perception that the long-range
airborne transmission of bacteria had an insignificant effect on
human health and the economy. Most of the serious transmissible
agricultural diseases are caused by fungi, and the few studies
done on the downwind dispersal of bacteria from concentrated
sources, such as sewage treatment plants and harvesters, found
that the range seldom exceeded a kilometer. Because there was no
known process that could inject a large bacterial inoculum into
the atmosphere, there seemed little reason for further study.
A Giant Inoculum
A process that could
transfer enormous numbers of microorganisms into the atmosphere
was identified in the late 1990s, when satellite images revealed
the astonishing magnitude by which desert soils are aerosolized
into giant clouds of dust. The energy for this massive launch
into the atmosphere comes from rapidly moving high-pressure
systems and storms that produce powerful winds. Once carried
aloft, the sediments and their tiny inhabitants are swept along
by the whims of atmospheric circulation patterns, often settling
many thousands of kilometers from their site of origin.
The Sahara and the Sahel regions of North Africa, which have
been in a drought since the late 1960s, are believed to be the
most significant sources of airborne sediments. The Sahara
desert covers the Republic of Mali's northern half, and the
semi-desert lands of the Sahel stretch south toward Guinea and
Burkina Faso. Unfortunately, the nature of what is borne aloft
is also affected by cultural practices in the region.
Although it is culturally rich, Mali is economically poor. Basic
sanitary facilities are lacking, and the Niger River, which
flows through thousands of kilometers of Mali's arid lands, is
the repository for all types of waste, including animal feces
and excreted pharmaceuticals that are used against a broad
spectrum of human diseases. Once a year, the river deposits a
load of fine sediment on the floodplain, along with whatever
else it carries. People plant crops in small garden plots on the
newly deposited soil, add pesticides, and burn garbage to
fertilize the soil. Traditionally, the garbage consisted of
animal and plant waste, but in the past two decades its
composition has changed to plastic products and rubber tires.
Hundreds of small fires burn day and night, creating black smoke
and releasing plasticizers, polyaromatic hydrocarbons and
dioxin, and concentrating heavy metals. These combustion
products readily adsorb to the clay soil particles, which are
then advected into the atmosphere by strong winds. The small
particles also adsorb chemicals from the atmosphere—other
pesticides, combustion products and cosmogenically produced
radioactive isotopes.
All of these particles, chemicals and microbes eventually land
somewhere. Joe Prospero, of the University of Miami's Rosensteil
School of Marine and Atmospheric Sciences, has been recording
the amount of dust that is transported to the Caribbean and the
Americas since 1965. He's found a direct correlation between the
worsening African drought and an increase in the amount of dust
landing on the Caribbean and the Americas. Prospero's research
group has also cultured numerous colonies of bacteria and fungi
from the atmosphere over the island of Barbados, noting that
their concentrations increase sharply with increasing
concentrations of African dust in the region.
Kevin
Perry of San Jose State University has also noted a distinct
pattern in the distribution of the African dust as the
prevailing winds shift with the seasons. From June through
October most of the African sediments land on the Caribbean and
North America, and from November through May they fall on South
America.
Other scientists have been studying the prevailing wind patterns
to determine the routes of various infective agents from Africa
to the Caribbean and the Americas. Among the crop pathogens that
make their way across the Atlantic are those that cause sugar
cane rust (Puccinia melanocephala), coffee rust
(Hemileia vastatrix) and banana leaf spot
(Mycospherella musicola). The Caribbean-wide
sea-fan disease agent Aspergillus sydowii is also found
in the Caribbean atmosphere during African dust events. Sea fans
and other coral reef organisms have experienced a steady decline
since the late 1970s. We expect that future research will show
that many other coral diseases are spread by dust from both
Africa and Asia.
The pathogens notwithstanding, the
dust itself has complex effects on plant life in the Western
Hemisphere. On the one hand, the iron-rich African dust serves
as a nutrient for plants in the upper canopy of the South
American rain forest. But this airborne fertilizer has also been
implicated as a cause of algal blooms in Florida's coastal
waters by the red tide agent Karenia brevis.
The African dust events also have a direct effect on human
health. African dust is reported to be a vector for the
meningococcal meningitis pathogen Neisseria meningitis
in sub-Saharan Africa. Outbreaks of meningitis often follow
localized or regional dust events, and these typically result in
many fatalities. Across the ocean, a number of investigators are
currently studying a possible link between African dust events
and high rates of asthma in the Caribbean. For example, there
has been a 17-fold increase in the incidence of asthma on the
island of Barbados since 1973, which corresponds to the period
when the quantities of African dust in the region started to
increase.
Some of the dust particles are so small that
once they are inhaled into the lungs they cannot be exhaled.
Anything present in the dust is also carried deep into the
lungs, close to the capillary beds. What might be the effects on
human health? Consider that some of the contaminants are
endocrine disrupters (pesticides and polyaromatic hydrocarbons),
some are carcinogens (dioxin and radioactive isotopes) and
others are simply toxic to cells (heavy metals).
Not Merely Out of Africa
The deserts of Asia are also a significant source of airborne
sediments during spring in the Northern Hemisphere. In April of
2001 a large dust cloud originating in the Gobi Desert of China
moved eastward across the globe, crossing Korea, Japan, the
Pacific (in five days), North America (causing sporadic reports
of poor air quality in the United States), the Atlantic Ocean
and then Europe. The progress of this event was captured in the
daily aerosol images made by NASA's Earth Probe TOMS (Total
Ozone Mapping Spectrometer). (See http://toms.gsfc.nasa.gov/aerosols/aerosols.html.
Images from April 11 to April 14, 2001, show the cloud moving
over the Pacific.)
Desertification on the perimeters of
China's deserts between 1975 and 1987, which was attributed to
overgrazing, deforestation and less-than-optimal farming
practices, was estimated to take place at a rate of 2,100 square
kilometers per year. An estimated 4,000 metric tons of Asian
desert sediments per hour impact the Arctic during large dust
storm events. Transport of pesticides and herbicides into the
Arctic from farming regions along the perimeter of the Asian
desert regions is common. These chemicals have been identified
in animal tissues and in human breast milk among the indigenous
populations in the Arctic.
Dry lake beds also serve as
a source of airborne dust because of the small particle size of
their sediments in comparison to most terrestrial sediments.
Lake Owens in southern California, which the city of Los Angeles
drained after tapping it for drinking water in 1913, has a dry
lake bed area of approximately 280 square kilometers. Each year
about 8 million metric tons of lake-bed sediment are transported
into the atmosphere.
Lake Chad in North Africa, which
had a surface area of 25,000 square kilometers in 1963, is now
merely one-twentieth that size (about 1,350 square kilometers)
as a result of prolonged drought and diversion of water for
agriculture. Human activity near the lake has contaminated the
surface sediments, and we believe that these can be transported
to the Caribbean and the Americas.
The Aral Sea, which
had a surface area of about 60,000 square kilometers in 1960, is
now less than half its original size because of the diversion of
source waters for agricultural purposes. The formation of dust
clouds over its seabed during a storm is common, and high
concentrations of pesticides and herbicides have been reported
in airborne sediments. Exposure to these regional dust storms
has resulted in illness and hospitalization, and DDT residues
have been found in human breast milk.
How High? How Far? How Much?
I always thought the most significant thing that we ever
found on the whole. . . Moon was the little bacteria who
came back and lived and nobody ever said [anything] about it.
—Apollo 12 Commander Pete Conrad (1991), on isolating
viable cells of Streptococcus mitis from Surveyor 3,
which had been sitting on the surface of the moon for over two
and a half years
From a microbiologist's
perspective, one has to ask whether there is a limit to the
distance and the altitude that microbes can travel (and survive)
in the Earth's atmosphere. In the late 1970s, Soviet
meteorological rockets equipped to take high-altitude air
samples demonstrated that cultivable fungal spores can be found
as high as 77 kilometers above the Earth's surface. The Soviet
scientists exposed these pigmented fungi to a battery of harsh
conditions, including ultraviolet rays, low temperatures,
repeated freezing and thawing, and high vacuum levels. The fungi
survived all of these insults. One of the project's
microbiologists, A. A. Imshenetsky, also noted that a greater
number of microbes are found in the mesosphere after a dust
event than during normal atmospheric conditions.
Michael Zolensky of NASA's Johnson Space Flight Center in
Houston, Texas has told us that pollen grains have been found at
altitudes between 17 and 19 kilometers during high-altitude
flights that were ostensibly designed to collect
extraterrestrial sediments falling on the Earth.
Our
research group at the U.S. Geological Survey's Center for
Coastal and Regional Marine Studies in St. Petersburg, Florida,
has documented an increase in the numbers of airborne
microorganisms in the U.S. Virgin Islands during an African dust
event. During normal atmospheric conditions we can culture about
0.01 colony per liter from 200 liters of air. During an African
dust event the numbers of cultivable microbes may rise more than
10 times—above 0.1 colony per liter at the same sites.
Using a nucleic acid stain (or direct-count assay) to count
the microbial populations in these air samples reveals that the
cultivable bacteria represent only 0.1 to 1.0 percent of what's
really there. In other words, there are many more organisms
present that are either dead or can't grow on the nutrient agar,
which is used for analysis. This is a common trend noted in
studies of microbial ecology. The direct-count assay also
demonstrates that virus-like particles are present in these
samples, and one of our current research objectives is to
characterize and identify this fraction of the airborne
microbial community.
It is obvious from historical and
current research projects that microorganisms and microscopic
particles of biological origin are transported to great heights
and over great distances. It should not be surprising that
microorganisms can tolerate the stresses associated with
long-range transport in Earth's atmosphere, because microbes are
the most tolerant and adaptive organisms on the planet. It's
been suggested that a shielded Bacillus spore (hiding in the
crevasse of a sediment particle) could survive interplanetary or
even interstellar transport!
An Air Bridge
At this point we are
just stepping through a door into a wide-open area of research.
It's clear that sediments from one continent can be transported
over vast distances in the atmosphere and affect the air quality
nearly halfway around the globe. What are the implications of
this planetary process? Can pathogenic microbes transported in
dust from one part of the planet to another account for sporadic
outbreaks of disease? What types of disease-causing
microorganisms can survive long-range atmospheric transport? Can
these microbes successfully compete with the indigenous
microbial community and become established? Can harmful
chemicals transported thousands of miles around the planet
impact the health of ecosystems?
These are but a few
questions from a list of many, and they demonstrate the depth of
our ignorance. It is important to recognize that the knowledge
in this field is based on occasional point samples and not on
continuous surveys. The results are affected by many factors,
including location, altitude, season, weather, wind and the
methods used to collect the samples. Understanding the potential
ramifications of atmospheric transport of hazardous material and
organisms may have fundamental importance for the health of a
society. There is an air bridge that spans the great oceans, and
we haven't been paying much attention to it.